EC prepares changes to MiFID II research unbundling rules
EU body aims to boost economies by relaxing MiFID II rules.
MiFID II
UK firms struggling to meet Mifid II reporting requirements
A fifth of investment firms are failing to report properly.
German government aims to correct MiFID II “excesses”
Federal Ministry of Finance is keen to kick off revisions before Spring 2020.
MiFID II’s unbundling mandate puts data front and centre for traders
A year on, MiFID II is changing the way buy-side firms acquire and produce investment research.
Compliance in finance: why written note-taking will no longer stand up as evidence
Banks that get this right will be stealing a march on competitors.
Video in financial services: solving risk and compliance challenges
As the trend to digitisation gathers momentum, how are you going to keep up in the digital era?
MiFID II – the long tail of legal documentation repapering
The requirement to repaper legal documentation must now be treated as business as usual.
The evolution of regtech
The industry has proven itself to be resilient and, as always, it will find a way to adapt.
FCA looking to clear up cryptocurrency derivatives confusion
Clarity courtesy of the UK’s Financial Conduct Authority.
CBA and ING complete regtech pilot fling
To simplify information processing and regulation implementation using MiFID II as test case.
